Part II - Lectures 13 - 28

Lecture 13 - Light and the Electromagnetic Spectrum: The Astronomer's Tools

Electromagnetic Waves and Photons

Until the development of the space program, virtually all of the astronomers' information came in the form of light from distant objects. It is natural that they would have played an important role in the investigations of the nature of light, just as they did in the development of Newton's mechanics. Many of the pioneers in the development of the modern theory of light were keenly interested in astronomical problems.

The true nature of light wasn't really understood until the 20th century. Experiments done in the 19th century indicated that light was a form of wave motion. For many purposes, it is sufficient to describe light as a combined electrical and magnetic wave, or an electromagnetic wave.

In the decade following 1964, the great English physicist James Clerk Maxwell was able to describe all electrical and magnetic phenomena with the help of four differential equations. They are now called Maxwell's equations, and every student of physics must learn to work with them.

It's quite amazing that phenomena as varied as starlight, and children's magnets could be described by four relatively short equations, but this is the case.

Perhaps the simplest way to think of these waves is to first picture ``lines of force'' about an electrical charge. Nearly everyone has seen the lines of force about the poles of a magnet demonstrated with the help of iron filings and a glass plate. The concept of lines of force arose as a way of eliminating the problem that arose with the attraction of two bodies separated by some distance.

It's easy enough to understand how something will move if you grab it and push or pull. On the other hand, how can two bodies separated by "nothing" attract or repel one another? This difficulty is known as the problem of action at a distance. It can be solved, after a fashion, with the notion of lines of force. Think of electrical charges or magnetic poles as being surrounded by lines of force, like those demonstrated for a bar magnetic. Then the lines of force fill in the void between the bodies. They will grab the other body, and there is no more action at a distance.

Maxwell's equations described these lines of electrical or magnetic force. They showed that if you accelerated a charge, for example, if you wiggled it up and down, a wave would run out the electrical line of force.

The same equations showed that the electrical wave would have to be accompanied by a magnetic wave. That's a little hard to see, and we won't go into it here. Take our word for it. But the electrical wave can be pictured as something similar to the wave that would travel down a rope. Stretch a rope out horizontally, and wiggle one end of it, and a wave will run down the rope away from your hand. Pretend that you fasten the far end way away, so you don't have to worry about what happens when the wave gets to that end.

The electromagnetic wave is a form of light. It turns out that light is most conveniently described as a wave when the wavelength is relatively long, say of the order of a centimeter or more. Radio waves can be tens or even hundreds of meters in wavelength.

All wave motion travels with a velocity equal to it's frequency (units are per second, or sec-1) multiplied by its wavelength. Astronomers traditionally use the Greek letter for frequency, and for wavelength. The symbol `c' is used for the velocity of light, thus:

= c

When the wavelength of light is shorter, a millimeter or less, say, a rather different picture is better--the photon picture.

According to the quantum theory, the energy in electromagnetic waves comes in little bundles that are called photons. The shorter the wavelength, the better it is to think of the photon as a kind of particle--rather than a wave. It isn't that the wave picture becomes invalid, it's just that for many purposes, it's better to think in terms of photons.

The Electromagnetic Spectrum

Light, X-rays, -rays, and radio waves are thus all forms of the same phenomena--electromagnetic radiation.

In 1900, the German physicist Max Planck was trying to understand the nature of radiation that filled an enclosure that had come to equilibrium. When temperature within the enclosure was the same everywhere, people measured the amount of energy in the radiation as a function of wavelength. Their results could be displayed as a kind of histogram, with energy plotted against small wavelength intervals. What they found was quite surprising. The shapes of the curves depended only on the temperature of the enclosure, and not on the material inside. Planck himself made many of these measurements, and the energy distribution became known as the universal Planck radiation law.

The German word for this kind of a distribution of electromagnetic radiation literally means "radiation from a cavity." The equivalent English term is black body radiation. One can blacken a surface with paint, or better, with soot, and it will emit radiation that is (very nearly) in the form of Planck's universal law.

Planck found that he could account for this law with the help of Maxwell theory provided he assumed that the energy in the radiation came in multiples of the frequency: E = h. The constant quantity `h' is now known as Planck's constant, and it is one of the three fundamental constants of nature. The other two are the constant of gravitation G, and the velocity of light, c.

The most energetic forms of electromagnetic radiation are called -rays. These photons are characteristic of the emissions of atomic nuclei, and have energies of millions of electron volts (MeV). X-rays are slightly less energetic, with energies of thousands of electron volts, kilo-electron volts, or KeV. The photons of visible light have energies of the order of a few electron volts (eV).

Table 12-1 Electromagnetic Radiation
   Name              Energy           A Characteristic Wavelength
   ----              ------           ----------------------------
   Gamma rays          Mev                  0.01 Angstroms
   X-rays              KeV                 1    Angstrom
   visible light       0.2 eV                5000 Angstroms
   infrared light                            0.003 cm
   microwaves                                1 cm
   radio waves                              100 meter

There are other forms of "radiation" that are not electromagnetic. The famous "rays" of radioactive material were called , , and . Of these, only rays are electromagnetic. The and rays are helium nuclei and electrons, respectively.

Astronomical Telescopes: Traditional Optical Telescopes

The first astronomical telescopes were made by Galileo. They used a lens and an eyepiece. Such telescopes are called refractors because the light is bent by these lenses. The bending of light is called refraction. Galileo's eyepieces allowed him to see the images right side up, just as binoculars do. It turns out to be a little more efficient if one can live with an upside down image. The traditional astronomical telescope inverts the image. This is not a disadvantage when viewing celestial objects, for which we may have no preconceived notion of how they should be oriented.

Figure 13-1: Astronomical Telescopes


For many years, astronomers made upside down maps of the Moon, because that was the way the Moon appeared in their telescopes. Even in recent textbooks on astronomy, one can see photographs of the Moon that are upside down. Planetary astronomers prefer to have the north at the top of a map, however, and gradually most lunar maps have appeared in that orientation.

The largest refracting telescope is the 40" at the Yerkes Observatory of the University of Chicago. It, and the Lick 36" were built at the end of the 19th century. Early in the 20th century these instruments were surpassed by large reflecting telescopes. The 60" reflector Mount Wilson went into operation on Mount Wilson, California in 1908, followed by the 100" reflector in 1917. The latter was the world's largest telescope until the 200" reflector was completed at mid-century, and placed on Palomar Mountain. As our century ends, numerous larger telescopes have gone into operation. Currently the largest are the twin Keck telescopes in Hawaii, which have the light-gathering equivalent of 10 meter telescopes.

Telescopes have 3 roles or functions

  1. Gather light. The light-gathering power of a telescope is proportional to the area of the main (primary) lens or mirror. Since this area depends on the square of the radius, \pi r2, a mirror with a diameter of 400 cm will have a light-gathering power of 160000 times that of a mirror with a diameter of 1 cm.
  2. Resolving power: This gives the angular separation of two objects that can be seen distinctly with the telescope. Roughly, the resolving power from light of wavelength is the ratio /D, where D is the diameter of the primary. This ratio comes out in radians, and is often converted to seconds of arc. There are 206265 seconds of arc in a radian. Higher resolving power traditionally means the ability to see objects separated by a smaller angle.
  3. Magnification. This is mostly important for visual observers, and depends on the eyepiece used.

Telescopes may be characterized by 2 numbers, the diameter of the primary (mirror or lens) and the focal length of the primary. The focal length is the distance from the primary at which an image is formed by light rays coming from infinity.

All of the newer major telescopes are reflectors, because it is possible to make them bigger than lenses. The current new telescopes are of the order of 8 meters in diameter. By putting many mirrors together, the effective aperture has been increased to 10 meters. Reflectors are free from chromatic aberration, which distorts images formed by lenses. If a telescope used a simple lens, the blue light would come to a focus before (closer to the lens) than the red.

Mirrors have distortions too. In particular, light rays near the axis of the mirror may not come to the same focus as rays near the edge. This effect is called spherical aberration. It was the problem that affected the Hubble Space telescope.

Our Earth's atmosphere is transparent to light only from about 3200 to 10,000 Angstrom units. One Angstrom is 10-8 cm. Shorter and longer wavelengths are blocked by various absorbers. At much longer wavelengths, there is an important radio window, from about a centimeter to perhaps 10 meters.

The atmosphere not only absorbs radiation at wavelengths astronomers would like to observe at, it also distorts images--the twinkle of stars results in a distortion. So space observations are important, and the Hubble Space Telescope has been making many important discoveries.

The outer rim of the Hubble primary is too low, giving rise to spherical aberration. After three years of sub-standard performance, a servicing mission installed corrective optics, and the instrument is now performing to expectations.

Detectors: Eye to the CCD

Photography came into its own in the latter half of the 19th century. All of the early astronomers before this time were visual observers. They had to record their observations in the form of sketches, and some of them got to be pretty fanciful. The Earth's atmosphere distorts the images of stars and planets, so in a very real sense, observers couldn't really see the same things.

The problem came to a head in the case of observations of Mars, where the American astronomer Percival Lowell claimed to see elaborate markings, which he interpreted as artifacts from an advanced civilization. Other astronomers saw nothing like the amount of detail in Lowell's sketches.

Photographic plates of Mars showed even less detail than visual observers could see. This is because the plates were essentially long exposures; the flickering images of the planet were blurred. Visual observers could wait for moments of exceptional "seeing," and it was at those times that Lowell claimed to see things no one else could.

For most of the 20th century, the traditional astronomical detectors were photographic plates. They were widely used in astronomy toward the end of the last century, continuing to well past the middle of the current one. Quite wide fields may be photographed, and this is still one of the major strengths of astronomical photography. However, only about 1 to 2% of the light falling on a photographic plate is detected. This drawback not present with modern electronic detectors; the most common is called the CCD, or charge coupled device.

CCD's were invented at Bell Labs in the mid 1970's. Unlike photographic plates, they detect 90% or more of the light that falls on them. However, they are still small in size, the largest ones being about 2 inches on a side. They are also expensive.

CCD's operate on the basis of the interaction of light photons and silicon crystals. Photons in a certain wavelength interval are capable of freeing electrons within the crystal so they can be made to move as in ordinary electrical current. The freed electrons are maintained in the original locations by electric fields generated as a part of the detector. These fields are said to generate potential wells, which we may conceptually think of as little bowls in which the electrons collect. The more electrons, the more light photons that hit the silicon. It is possible to localize these potential wells in to very small areas, so that the resolution of modern CCD's approaches that of photographic plates--10 to 20 microns (1 micron is 10-4cm).

After a time, the charge in the wells represents a digitized version of the image. It is then possible to manipulate the wells in such a way that the charge in each of them may be measured. In essence, the charge (or number of electrons) in each well is read one by one, in such a way that the location of the charges is remembered. The image may then be reconstructed by a computer. To do this by hand would take quite a while. A modern CCD might contain 20 Megabytes of data!

Imaging

With a photographic plate, or with a CCD, the most elementary technique is called imaging--just a fancy way to say "taking a picture." Images of star fields were traditionally measured carefully for the positions of stars, to reveal their proper motions or parallaxes. The images of extended objects, such as bright or dark gas clouds, or of external galaxies would simply be examined and their characteristics noted. Photographic images of galaxies led Edwin Hubble to his famous tuning-fork classification scheme. Extensive imaging from space probes have been used to advance our knowledge of the solar system. Even before the lunar missions, planetary geologists had begun to map the surface of the Moon using techniques that had been developed by terrestrial geologists. We had to wait for space probes before the same methods could be applied to the planets. Telescopic images of Mars, both visual and photographic, had led to more confusion than enlightenment. Mariner and Viking images of Mars in the 1970's, revealed a surface intermediate in complexity between those of the Earth and Moon.

A standard technique for the analysis of an extended source such as a planetary surface is to make plots that indicate areas with equal brightnesses. Astronomers call such plots isophotes, and they resemble contour maps, except that brightness rather than altitude are indicated. With digital information, it is possible to display brightness with color rather than contours. Such false color maps are now used in a wide variety of scientific applications.

Optical Spectrometers

It was known to Isaac Newton that if sunlight was passed through a polished glass prism, it would be dispersed into a rainbow of colors. This is illustrated in Figure 13-2

Figure 13-2

During the 19th century, physicists learned how to use this technique to identify chemical elements in a laboratory sample. At the same time, similar methods were employed as a means to analyze the atmospheres of the sun and the stars. If the dispersed light is examined with the eye, the instrument is called a spectroscope. If that light is first recorded with a photographic plate, or electronic detector, the term spectrograph is used. The light itself, after dispersion, is called the spectrum of the object that emitted it. The plural of spectrum is spectra.

It was already recognized that the nature of the spectrum of an object depended on physical conditions. Gustav Kirchhoff's laws of spectroscopy are valid today:

It was soon realized that one could identify the chemical element by its bright or dark spectral lines. There is a story that Kirchhoff once told his banker that he had identified the chemical element gold in the spectrum of the sun. The banker was unimpressed, because there was no way to mine that gold. Later, Kirchhoff was awarded a gold medal from the British Royal society, along with some gold coins. He is said to have returned to his banker, saying "this is gold from the sun."

Modern spectrographs generally employ gratings rather than prisms as dispersing elements. Gratings can be used either in transmission or reflection. In the latter case, a mirror is closely ruled with parallel scratches. The light that bounces off such a surface is dispersed into little rainbows on either side of a central image, called orders. It has become possible to make these scratches so that most of the light is thrown into one of these orders. Such a grating is said to be blazed, and can be a very efficient dispersing element.

Energy Levels and Line Spectra of Atoms and Molecules

Atoms, electrons, and nuclei no longer obey Newton's "classical" laws. The modifications are not intuitive. You have to learn the rules, and that takes some effort. For our purposes, we can examine the case of a very simple system, a hydrogen atom consisting of an electron and a proton. The two relevant charges, are the same in this case, and the attractive force is is an inverse square one, just as for gravitation. The potential energy curve is proportional to 1/r, and looks just like the one for the two-body problem [Figure 11-2(b)].

Quantum rules prevent the electron from being at any (old) distance from the proton. If we drop the electron straight at the proton, then there are a series of distances where the electron will "hang" on its way down the well. It is the wave nature of the electron that makes it "hang" at certain depths in the potential well. It turns out that when you examine the wave nature of the electron, its wave has just one loop at the lowest possible energy level, 2 loops at the next one up, and so on. The picture is a little more complicated if we add angular momentum, but we don't need that here. There must be an integral number of waves in the well or the corresponding energy isn't allowed. This is why the energies are said to be quantized.

On the way to higher energies, the allowed levels crowd closer and closer together.

Figure 13-2: Energy Levels of the Hydrogen Atom


Electrons can get from one level to another by emitting or absorbing a photon of just the right energy. This is an example of the famous quantum jump. For a jump down, a photon must be emitted, and for a jump up, one must be absorbed. These photons are created when the electron jumps down, and are destroyed when it jumps up. So the energy of the photon, h must be just equal to the difference in the energies of the two levels involved in the jumping. If we have two allowed energies, En and Em > En, then the frequency of a photon, that will be emitted will be given by the relation

Em-En = h
.

If a photon of frequency = Em-En/h strikes an atom in the lower level n, the atom may absorb the photon, and jump to the level m.

We can understand the Kirchhoff laws with the help of this quantum picture. First [see K1 above], we get a continuum when the energy levels get very close together. This can happen in solids (like a tungsten filament) and liquids. When the atoms are very near one another, the energy levels get smeared out and their average values can also get close together. This will also happen to a gas under high pressure, such as the visible photosphere of the sun.

When [K3] a continuous spectrum shines through a cool, low pressure gas, the atoms in the gas selectively absorb out the discrete wavelengths determined by their special energy levels: E1, E2, E3, etc.

If a hot gas is observed without a continuous source behind it, some fraction of the atoms in this gas will always be in higher energy levels. They can get into these upper levels in a variety of ways. They can bump into one another, and get boosted to higher internal energy states. What happens in that some of the kinetic energy of motion in transformed into internal energy. Also the hot gas may absorb occasional photons from some other source. These photons may boost the electrons to upper levels, or even ionize the atoms. Eventually, the electrons will recombine and/or just jump to lower energy levels, with the emission of a photon. When these photons are observed, they show a bright-line, or emission spectrum [K2].

Radio Telescopes

Radio telescopes function much like optical ones. Their primaries are often parabolic reflectors, but much larger. The same formula, /D holds for their resolving power, but it is much lower than for optical telescopes. This is because the wavelength of radio waves is many orders of magnitude greater than optical light, and the large primaries do not compensate. So /D is generally much bigger for a radio telescope than an optical one. Radio astronomers compensate for this by combining observations from telescopes separated by large distances--sometimes thousands of miles. The technique is called interferometry, and by using it, radio instruments can resolve down to 0.0001 seconds of arc. This is now much smaller than the resolution of optical telescopes!

The large, often parabolic receivers that one sees in pictures of radio telescopes function rather like the antennae of ordinary radios. The electromagnetic waves from space are made to drive electrical currents which are then subject to ingeneius and powerful amplification. You can often read about radio astronomers "listening" to sounds from space. The signals received are electromagnetic, and not acoustical. The popular notion of listening comes by analogy to "listening" to an ordinary radio. The electrical currents can be made audible with the help of speakers. Often, radio astronomers employ speakers, and do listen to their sounds. Unlike the sounds from an ordinary radio, the sounds from speakers at a radio telescope mostly resemble static.

Specialized Detectors

Astronomers are keenly interested in signals from deep space that are carried by high energy photons, X-rays and -rays. They have built a variety of special instruments to detect these photons, which we shall only mention briefly. X-ray telescopes can resemble optical telescopes in that the light may be brought to a focus and analyzed. Depending on the energy of the -rays, these telescopes make use of the interaction between the -rays and atoms or nuclei. The most energetic -rays cause showers of secondary particles to form in the atmosphere. These may be detected at ground level with specialized instrumentation that need not concern us in this course.

In planetary astronomy, this region of the electromagnetic spectrum is chiefly employed in the overall technique called remote sensing, which we will discuss in detail later in the course.

Summary

Electromagnetic radiation comes in many forms. In order of increasing wavelength, and decreasing energy and frequency, we have: -rays, X-rays, visible light, infrared radiation, and radio waves. Astronomers traditionally used optical telescopes, first refractors, and then reflectors to catch visible starlight. With the help of satellites and radio telescopes they now investigate the entire electromagnetic spectrum. The light-gathering and resolving power of a telescope depends on the aperture (size) and in the latter case also the wavelength of the light received. Radio telescopes receive and amplify cosmic radiation at long wavelengths. The light-gathering and resolving power of these instruments are the same as for optical telescopes.

Light is analyzed with the help of spectrographs. Astronomers have used both prisms and gratings to disperse light. Each atom and ion has a set of unique energy levels. Transitions or quantum jumps among these levels give rise to the emission or absorption of photons. Kirchhoff's laws describe the conditions for continuous, absorption, or emission spectra. Chemical elements can be identified by measuring the wavelengths of light that are emitted or absorbed by some source.

Lecture 14 Laboratory Analysis of Cosmic Materials

What does it mean to analyze cosmic materials? What information would we have after such an analysis that we didn't have before?

There are a variety of ways cosmic materials may be analyzed. The simplest kind of question we might ask is for the number of atoms of each chemical element in the sample. So we can think of the periodic table, and having a number for each element. A chemist would think in terms of the number of "moles" rather than numbers of atoms, but if we know Avogadro's number (Na) we can give the information either way.

If we take a sample and divide it into several parts, the number of atoms in each part will be different, in general. If the sample is uniform--not different in one place than another--the relative numbers of atoms in each of the divided sample will be the same. Cosmochemists almost always work with relative numbers of atoms, rather than absolute numbers.

In the analysis of terrestrial and moon rocks, or meteorites the element silicon is usually taken as a standard, and numbers of atoms of other elements are given relative to the number of silicon atoms. A standard ploy is to quote the number of atoms of elements relative to a million silicon atoms.

Geochemists or cosmochemists will commonly speak of abundances of the elements in some sample. They almost always mean by `abundances' the relative number of atoms or moles of some element to the number of atoms or moles of silicon. Since we are taking ratios we are free to use either atoms or moles, since a possible Avogadro's number would cancel from numerator and denominator of the fraction.

Analyses by number of atoms are very useful when it comes to investigating isotopes. Isotopic abundances are essential for radioactive dating of cosmic materials as well as for determining their history. It has been found that the relative abundances of the three stable oxygen isotopes, 16O, 17O, and 18O are characteristic of different portions of the solar system. Since lunar rocks show the same isotopic abundances as terrestrial, we must conclude that the lunar impactor (Big Whack) must have originated from very nearly the same regions of the primitive solar system as the Earth.

An analysis by number of atoms alone obscures much of the history of cosmic materials. All of the chemistry, all of the processes that caused the atoms to fall into the potential wells we call chemical bonds, is lost. It is therefore also necessary to analyze samples in such a way that as much of this chemistry as possible is revealed. In the case of moon rocks and meteorites, much of the relevant chemistry is essentially mineralogy. We will get to mineralogy in detail in the next lecture. Here, we will discuss methods used to determine relative amounts of minerals in a sample.

Wet Chemical Analysis

For more than a hundred years the typical technique for the chemical analysis of a sample involved dissolution in acids. The solutions might then be treated with reagents (chemicals) to produce an insoluble precipitate which would then be separated and weighed. Today's techniques often involve dissolution in acids, but usually as a first step to a variety of methods quite different in nature from those that ended with measurements being made on a chemical balance.

We will discuss some of these methods in turn, starting with an instrument called a mass spectrograph.

The Mass Spectrograph

Mass spectrometry may be the most powerful technique of modern cosmochemical analysis. The basic instrument was invented in 1919 by the British chemist and physicist F. W. Aston.

Figure 14-1 Schematic Diagram of a Mass Spectrograph

A standard mass spectrograph would work in the following way. First, the sample would be vaporized. This might be done by simple heating, or the sample might be dissolved in acid first, and then vaporized. The chemical treatment would have to be carefully chosen not to interfere with the analysis. The vaporized atoms or molecules would then be ionized. There are a variety of ways to do this, both chemical and physical. A simple method is to bombard the sample with electrons, perhaps from a hot filament.

The ions in the sample are then accelerated in an electric field, and collimated into a beam, often with simple mechanical baffles or other means, called ``ion optics.'' The beam then passes into a region with a magnetic field.

It is one of the fundamental laws of electromagnetism, that a moving, charged particle is acted upon by a force. The force depends on the velocity and the electrical charge, which we shall call q. The direction of the force is perpendicular to both the direction of the field and the velocity. This means if the velocity is in the x-direction, and the field in the y-direction, the force is in the z-direction. Complicated, but that's the way it is.

By Newton's second law, the acceleration (vector), which determines the trajectory, then depends on the ratio of the charge to the mass:

a = F/m

The ion beam is therefore bent in a curved path. The ions are eventually collected in a detector, and made to generate an electrical current that can be measured. Ions with different m are accelerated differently and so follow slightly different paths. If multiple collectors are available, the relative numbers of ions with different paths is immediately determined by the difference in electrical currents generated in the collectors.

With one collector, only one kind of ion can be measured at a time. However, it is possible to change the strength of the magnetic field in such a way that a new ion, with a different m, will enter the detector. The relative numbers of ions can be determined as before, by the different electrical currents generated.

It is also possible to tell the differences in the masses of particles in the beam by the magnetic field strength change that was necessary to make the new ions enter the detector.

Since F is directly proportional to the charge, q, the mass spectrograph strictly measures the ratio, q/m. If we can be sure that the charges are the same on all of the ions, one may determine the mass of particles entering a detector from the geometry of the beam.

One of the major uses of mass spectrographs is to measure the relative abundances of different isotopes of the same or other chemical elements. The age determinations of rock samples rely on such determinations. We will discuss this technique in Lecture 16.

Mass spectrographs can measure ratios of species with such accuracy that they can also be used to get absolute amounts of elements using a trick called isotope dilution. Here, isotopic ratios, say 16O to 17O are measured in an unknown sample. Then that sample is mixed thoroughly with a known amount of material with a different 16O to 17O ratio, but for which the percentage of all oxygen is completely known. When the isotopic ratio of the mixture is again measured, one can tell how much total oxygen was in the unknown from the amount that the isotopic ratio changed.

Chromatography

Chromatography gets its name from a technique used to separate different substances in mixtures used in dying. If a cloth were dipped into such a solution, the liquid would begin to wet the cloth, but different constituents of the dye would climb the cloth at different rates. The result would be a cloth with stripes of different colors.

Chromatography today is used in a variety of ways having little to do with the color of anything. The basic mechanism upon which it is based is the mobility of atoms, molecules, or ions as a function of their physical and chemical properties. Chromatographs commonly employ either the gas or liquid phases of matter. In either cases there are similar basic constituents:

Figure 14-2 Schematic Gas Chromatograph

Figure 14-2 illustrates these components for a gas chromatograph. The supply for the carrier gas is shown on the left. This is often an inert gas, such as helium or nitrogen. The stationary phase is chosen so that the unknown species will be temporarily trapped by it. This trapping may take place by a variety of interactions, but they generally involve weak chemical bonding. A simple kind of trapping is by a process known as adsorption, in which a solid surface attracts a layer of gas molecules. If the stationary phase is liquid, the unknown samples can dissolve in the liquid, ultimately to evaporate from it.

Different "unknown" species will interact with the stationary phase in different ways and so reach the detectors at different times. A variety of detectors can be used to detect the presence of the (unknown) foreign species in the carrier gas. A common detector measures the thermal conductivity of the gas--the rate at which heat will flow across it. This depends on the composition of the gas. It is these times that are used to analyze an unknown mixture.

In space probes, a common detector is a mass spectrograph. The combination, mass spectrograph-gas chromatograph, is common enough to be known by the abbreviation GCMS. This combination is an integral part of the experiment to investigate the large moon of Saturn known as Titan.

Neutron Activation Analysis (NAA)

One very powerful technique for the analysis of cosmic materials in the laboratory is irradiate an unknown sample with neutrons. The neutrons strike the nuclei within the sample, which then react in characteristic ways. The method is called neutron activation analysis, or NAA.

The neutrons used in this technique are typically obtained from a nuclear reactor. Many such reactors are available are available at national laboratories and universities. Neutron activation analyses are performed at the U of M with the help of the facilities of the Michigan Memorial Phoenix Project.

Each atomic nucleus is unique. It has its own energy levels, typically of the order of MeV apart. Since neutrons are uncharged, they are readily absorbed by most nuclei, to produce an isotope of the same element with one additional unit of mass. Not all chemical elements are easily analyzed by neutron activation methods, but many are. Let us take the lanthanide rare Earth cerium as a typical example.


Figure 14-3


Cerium has 4 stable isotopes: 136Ce, 138Ce, 140Ce, and 142Ce. The most common of which is 140Ce. When a thermal neutron is absorbed by a 140Ce nucleus, the isotope 141Ce is created. This isotope is unstable, and eventually decays to the stable 141Pr (praseodymium), with the emission of electron, a process we have seen before, called beta decay. The half-life for this transition is 32.5 days.

The 141Pr nucleus that is created by the beta decay of 141Ce is not in the ground state for that nucleus. It is in an excited state, 0.145 MeV above the ground state. The 141Pr nucleus quickly gets rid of this extra energy by the emission of a photon with 0.145 Mev of energy. It is this photon that is detected and measured in neutron activation analysis.

The gamma ray photon from the decay of 141Pr may be measured with a gamma-ray detector that operates on the principle of the photoelectric effect. One detector uses a germanium crystal which absorbs the gamma rays. Free electrons are then produced within the crystal, and they can generate a current, that can be made proportional to the energy of the incident gamma rays. In this way, the gamma-ray spectrum from the sample can be measured.

Ultimately the interactions that take place in an experiment of this kind are sufficiently complicated that it is necessary to calibrate the instrument with the help of a standard sample whose composition is already known. Such a standard is exposed to the neutrons of the reactor in a way that is as close as possible to that of the unknown material. Then signals from the known and unknown are compared.

When we may assume the responses of the instrument are linear, we can say the following. If the detector gives twice the current from 0.145MeV gamma rays from the unknown sample as from the standard, then there are twice as many 140Ce atoms in the sample as in the standard.

This is the essence of the neutron activation method. It is well suited to the analysis of whole-rock samples, as opposed to the analysis of some portion of a rock that might be isolated by physical or chemical means. Some 60 or so elements may be analyzed in this way, but one does not obtain direct information on the chemical or mineralogical composition of the sample.

In practice, in this as in most instrumental methods, there are many refinements and complications. We must leave them to those who actually perform the analyses.

Spectroscopy of Flames and Hot Sources

Spectroscopy came into use in astronomy as well as analytical chemistry in the late 1900's. The technique is basically the same although it is more common in the laboratory to use emission spectroscopy for quantitative work than in stellar work. Astronomers have also analyzed many emission sources, from hot, diffuse gases. These gases may be excited by the ultraviolet photons from hot stars, or by shock waves from exploding stars.

Both in laboratory and stellar spectroscopy, there is a light source, and a spectrometer which produces a spectrum. The spectrum may consist of either bright or dark lines. The essence of the technique of spectroscopic analysis is that the strength of the lines is related to the number of atoms that produce them.

Laboratory analysts have a definite advantage over astronomers. They can compare the spectra of an unknown material with those of one or more samples whose compositions are completely known. If the strength of spectral lines of an element in some unknown sample are the same as those in a standard, then it may be safely assumed the number of atoms in both sources are similar.

Astronomers must know the detailed conditions of the stars or nebulae emitting the light they must analyze. They must know the temperature and density of the relevant gases. By contrast, the laboratory spectroscopist only needs to be sure that the unknowns and standards have been analyzed in the same way. This is not to say that the job of the laboratory analyst is a cinch. It may give some insight into why laboratory results are generally more accurate than astronomical ones, and why it is so essential for us to have "returned samples" from the planets.

Molecular and Microwave Spectroscopy

When atoms combine chemically to form molecules, the relevant energy levels change in fundamental ways. Molecules have their own unique spectral lines. Moreover, these lines may be produced in ways not available to atoms.

As in atoms, the electrons in a molecule may jump from one energy level to another, with either the emission or absorption of a photon. Unlike atoms, molecules may store energy either in the form of rotation or vibration. The energies associated with molecular rotation or vibration are typically lower than those associated with electronic levels. The latter are, as in atoms, of the order of electron volts (eV).

Molecular vibration and rotation energies are one to many orders of magnitude smaller than electronic energies. Characteristic vibrational energies lead to spectra typically in the range of one to tens of microns (10-4 cm or 10-6 meter). Rotational spectra lie typically in the microwave region of the electromagnetic spectrum, with wavelengths of a millimeter to a meter.

Molecular spectra may be observed in emission or absorption from free molecules in the interplanetary medium or planetary atmospheres. In the Earth's atmosphere, there is extensive absorption due to water vapor. Because of that, much of the infrared spectra of stars and planets cannot be observed from the ground.

Very important advances have been made over the last several decades in the realm of reflectance spectroscopy. In this case, one examines the spectra of light reflected from a sample. This sample might be a planetary surface, in which case the source of light would be the sun. We will return to this method in Lecture 27, when we discuss asteroids and techniques of remote sensing.

Thin Sections and the Polarizing Microscope

One of the most useful analytical methods of the geologist is called optical mineralogy. The method goes back to Henry C. Sorby who examined the first thin section with a microscope in the mid 1800's. The technique requires grinding and polishing a sample of a rock or mineral to a thickness of 0.003 cm (or 30 microns micro-meters). These are mounted on slides, and examined with a petrographic microscope. The light from the source is made to pass through polarizing filters before it goes through the thin sections. The results are typically beautiful kaleidoscopic images generated because the light interacts differently with minerals in different ways.

People trained in optical mineralogy not only recognize the different minerals--a kind of quantitative analysis--but can also tell quantitatively how much of each mineral is in the sample. The relative fractions of different minerals is a primary factor that distinguishes rock types. Rough estimates may often be made from hand specimens, but the ultimate arbiter is the thin section. It is interesting that this general method was one of the most enlightening used in the study of the lunar samples.

In this course, we do not need to become experts in optical mineralogy. We only need to know that thin sections can be made, minerals identified from them, and their relative amounts evaluated.

The information from optical mineralogy is quite different in nature from that obtained from the techniques discussed earlier. While one may deduce some information on mineralogy from these methods, one gets it directly from the geologist's microscope. As we will see in Lecture 14, the mineral content of a rock is an important clue to its history.

Electron and Ion Probes

Several methods of laboratory analysis involve firing beams of particles at samples and observing the X-ray photons that are then emitted. The particles may be electrons, protons, or even ions, for example, O- (oxygen with an extra electron attached). It is also possible to use X-rays photons in the exciting beam.

In all these instances a small volume of the sample is affected, typically, a micron or two in diameter. This means that it is possible to examine individual minerals in a rock sample, so these probes can give important information about the mineralogy as well as the elemental composition of a sample. Often, when a crystal forms by solidification within a melt, the composition of that melt will change while the crystal is forming. This can make the composition of the crystal change from the inside to the outside, a phenomenon known as zoning. Probes are ideal for investigating such changes in the composition of a zoned crystal.

Typically, when fast electrons from a probes strikes the atoms in a source, an electron is ejected from an inner shell. This creates a hole in the inner shell, into which an electron from an outer shell may drop. The jump of the outer electron into the hole is deeper into its potential well, and the excess energy is emitted as a photon. Inner shell electrons have energies in the X-ray region, so X-rays are emitted.

It is possible to distinguish among chemical elements by the wavelengths of these X-rays. Generally speaking, the lightest chemical elements are not easily studied from their X-rays.

Ion beams are used in a rather different way. They strike very small areas of a specimen, and deposit sufficient energy to create a small plasma (ionized gas) atmosphere over the point of impact. This plasma may then be analyzed using mass spectrographic methods. In this way one can get isotopic information, often lacking in other methods.

An important technique that has been used for the analysis of lunar and Martian rocks in situ has been to fire particles at a small region, and examine the results. Many of the 's will orbit the nuclei of atoms in the sample, and return in nearly the direction they came from. This is called backscattering. The energies of the backscattered 's depend on the mass and charges of the nuclei they interact with. One can use this technique to determine the composition of the lighter elements in the sample. This method was used to analyze martian rocks.

Summary

The common analytic techniques that are used in the analysis of cosmic materials are (1) optical and mass spectroscopy, (2) neutron activation analysis, (3) electron and ion microprobes, and (4) optical mineralogy with a polarizing microscope. Remote sensing by reflectance spectroscopy will be covered in Lecture 27.

Optical spectroscopy, in the laboratory or at astronomical observatories, is based on the unique pattern of absorption or emission lines from the chemical elements. In neutron activation, one observes the varied reactions of atomic nuclei that have absorbed neutrons. These nuclei emit gamma rays which are characteristic of the individual nuclei. Microprobes fire beans of particles (or photons) at a source. The analyst either examines X-rays, or in the case of ion probes, uses a mass spectrograph to analyze the microplasma created over the focus of the beam. backscattering has recently been used to analyze Mars rocks.

The thin section and polarizing microscope is a classical tool in geology that allows the skilled observer to recognize minerals and determine their relative proportions.

Lecture 15 - Down to Earth I: Minerals

NASA Pathfinder Image

Rocks, Rocks, look at those rocks... We had gone to Mars to look at rocks... Why did we want rocks? Every rock carries the history of its formation locked in its minerals, so we hoped the rocks would tell us about the early Martian environment. The two-part Pathfinder payload, consisting of a main lander with a multispectral camera and a mobile rover with a chemical analyzer, was suited to looking at rocks. Although it could not identify the minerals directly--its analyzer could measure only their constituent chemical elements--our plan was to identify them indirectly based on the elemental composition and the shapes, textures, and colors of the rocks. By landing Pathfinder at the mouth of a giant channel, where a huge volume of water once flowed briefly, we sought rocks that had washed down from the ancient, heavily cratered highlands. Such rocks could offer clues to the early climate of Mars and to whether the conditions were once conducive to the development of life.

Matthew P. Golombeck

Project Scientist, Mars Pathfinder

The Terrestrial Planets and Asteroids: Rock and Iron

In Lecture 4 we pointed out that Earth's crust is only about 0.4% of its total mass. The oceans and the atmosphere are only about 6% of the mass of the crust. Most of the Earth is rock and metal. Apart from the liquid outer core, these materials are minerals.

There is little reason to believe that the bulk structure of Venus is significantly different from that of the Earth. Mercury appears to have a somewhat larger portion of metal than rock, while with Mars, there is more rock and less metal. As far out as the asteroids, we believe the denizens of the solar system are primarily mineralic in nature.

If we are to understand the current structure and history of these objects, we must learn something about the special chemicals known as minerals. This is the purpose of the present lecture.

We shall define minerals as naturally occurring materials that are usually solids with a definite crystalline structure and chemical composition. The classical definition of minerals omits the qualification "usually" and must draw a distinction between ice and liquid water. It must also make some provision for mercury, which occurs rarely in its elemental, liquid form. Biological processes are capable of producing crystalline solids that would not qualify as minerals under some definitions.

Books on mineralogy usually provide an description of calcite (CaCO3), whether or not the atoms were ever a part of a living creature. On the other hand, they do not describe crystallized protein, which surely has a regular spatial structure and chemical composition. The latter is clearly organic in origin, while the biological origins of the former are often shrouded by time, physical, and chemical processes.

There are problems with most definitions, as we pointed out in connection with the undefined terms of physics. However, these difficulties are rarely a bother to anyone other than pedants.

A Simplified Classification

References on mineralogy list several thousand mineral names. Most of these minerals are rare, and of little relevance to the non specialist. There are two kinds of mineral names in common use, specific and general, and it is important to realize the difference. Mineral family names are often used. "The feldspars" provide a common example. The family name, "feldspar," includes the common pink potassium feldspar, and a sodium (albite) and calcium (anorthite) feldspar, as well as additional varieties that we shall not be concerned with.

Only a small number of minerals dominate the bulk chemistry of the Earth and probably all cosmic solids. We therefore set out a highly simplified classification of minerals, as follows.

Three Silicate Families

Silicon forms many compounds for much the same reason that carbon does. Recall that the entire domain of organic chemistry is the chemistry of carbon compounds. Both carbon and silicon have 4 electrons in the outermost shell, 2 s-electrons and 2 p-electrons. These different subshells form a mixture in such a way that all 4 electrons are similar in nature. Chemists call such a mixture a hybrid. The flat formula for methane, CH4 is


                               H
                               |
                            H--C--H
                               |
                               H

This is supposed to show the 4 bonds are similar (the | and -- are as close as I could get them to look with the font available). Actually, methane is a 3 dimensional structure, with the bonds directed to the corners of a regular tetrahedron. This geometrical figure has four faces made of equilateral triangles. Each bond angle is equidistant from the other bond angles.

Silicon also typically forms bonds directed to the vertices of a regular tetrahedron. Silicon tetrahedra are SiO4, and this complex ion requires four additional positive charges for electrical neutrality.

A good example of a mineral where the silicon bonds to 4 oxygens with tetrahedral bonding is the family of olivines. These are Mg2SiO4 and Fe2SiO4, and mixtures with intermediate compositions, which we might write (FeMg)2SiO4. The mixture can form a solid solution of the two "end members." It is a miscible solution, that is, the solution is like alcohol and water rather than oil and water.


  Mg_2SiO_4                                 Fe_2SiO_4
  Forsterite(Fo)                             Fayalite(Fa)
      |                                          |
       -------------------------------------------
   100%Fo                                      100%Fa
     0%Fa            <-- Olivine-->              0%Fo

The next major family is the pyroxenes. This time there are four end members, but we shall only need the names of two of them, enstatite and diopside. The most common pyroxene of terrestrial rocks, augite, is a mixture of all four end members, but closest in composition to diopside.


Figure 15-2: The Pyroxene Field


This can be thought of as the bottom part of a triangular diagram with Ca2Si2O6 at the top. However, this calcium silicate is not called a pyroxene because of the structure of its crystals.

The feldspars can be described with the help of a full triangular (sometimes called a ternary) diagram:


Figure 15-3: The Feldspar Ternary Diagram


The two feldspars on the bottom form a miscible solid solution the general term for which is plagioclase. Anorthite is very common in lunar rocks. Rocks dominated by plagioclase feldspar are called anorthosite. The suffix "site" usually indicates a rock rather than a mineral--"ite" is a common ending for a mineral. Lunar anorthosites are dominated by the calcic feldspar. Much of the ternary field between K-feldspar and anorthite is not filled by natural minerals. The x's in the above diagram illustrate this area, but very crudely. Between albite and K-feldspar one gets an "unhappy" solid solution. Given enough time, the two feldspars will try to separate out from one another in the solid state. This phenomenon does not happen for an albite-anorthite mixture (plagioclase).

A mnemonic for the three common silicate families is to add an SiO2. Thus, enstatite Mg2Si2O6 has one more SiO2 than forsterite, Mg2SiO4 and albite NaAlSi3O8 has one more SiO2 than enstatite. The mnemonic isn't perfect. You'll sometimes see enstatite written MgSiO3, you still must remember that the feldspars have aluminum, and that the Al's and Si's change from albite to anorthite. Use the mnemonic if it helps.

The olivines, pyroxenes, and feldspars are the major minerals of the Earth's crust. They explain to a large extent why the crust is dominated by 8 elements: O (62%), Si (21.2%), Al (6.5%), Na (2.6%), Fe (1.9%), Ca (1.9%), Mg (1.8%), and K (1.4%). The percentages here are by numbers of atoms. You can see that these are the elements in the dominant minerals.

Note also that the elements Na, Al, and K, which all have odd Z are more abundant in the crust than you would expect them to be from their abundances in the SAD. In particular, compare these abundances with that of the even-Z element, sulfur, which is not a major element of the Earth's crust.

Clearly Na, Al, and K are abundant in the crust because they occur in the feldspar minerals. Next question: why are the feldspars so abundant in the crust of the Earth. They are not the major minerals of the far more massive mantle.

Partial Melting: A Form of Magmatic Differentiation

When a heterogeneous solid, such as a rock is heated, the first liquid that appears will not have the same chemical composition as the rock itself. Indeed, the melt is enriched in those minerals with the lowest melting temperature. If this melt is separated from its parent material, and then refrozen, the new rock will be enriched in those more easily melted minerals. If the new rock is again subject to partial melting, the new melt will be still richer in minerals that melt easily.

The rocks that make up the terrestrial crust have a complicated history of partial melting, freezing, melting and refreezing. Petrologists often speak of the "distillation" of the material. As any student of booze knows, if you distill a mixture of alcohol and water, the vapor is first more enriched in alcohol than the parent liquid. This same situation holds for mineral mixtures, except that in this case the relevant phases are solid and liquid, rather than liquid and vapor.

There are phase diagrams that are used to describe this process in detail. The upper phase diagram describes the behavior of a mixture of the feldspars albite and anorthite. Pure albite NaAlSi3O8 is at the left, and pure anorthite, CaAl2Si2O8 is at the right. A solid solution of these two minerals is called plagioclase. Note that the melting point of pure anorthite is considerably higher than that of pure albite. Anorthite is tough stuff, a fact which explains much of the chemistry of the lunar highlands. We'll come to that in Lecture 23.

If a solid plagioclase with the composition A' is melted, the first liquid to appear has the composition A. With further melting, the solid will move up the curve labeled solidus, toward the point C, and the liquid composition will move to the upper right, toward the composition A' again. When all of the solid has melted, the liquid will have the original composition, A', again, of course.

Partial melting by definition, means that not all of the parent material is melted. Then the liquid that may be removed will have a different composition--it will be chemically differentiated from its parent. In processes that take place on the planets and their moons, solids may be partially melted, and the liquids forced toward the surface through fissures or vents of various kinds.

The albite and anorthite are miscible in both liquid and solid solution. The lower phase diagram shows what happens when a solid containing diopside and anorthite crystals is partially melted. This time, there is no solidus. When the solid is heated, the first melt has the composition indicated by E. If the parent material has the composition A, that is, 80% diopside, and 20% anorthite, then some diopside will remain solid until all solid is melted. The liquid will begin with the composition E, and the melting will go on until all of the anorthite is melted. Then the liquid will gradually move up toward the composition A again.

It is not necessary for you to remember the details of the partial melting. For various mixtures, it can get very complicated. What you need to remember is that during partial melting, the most easily melted minerals will be the first to liquefy. This is the reason they work their way upwards--toward the surfaces of planetary bodies.

This is the situation for the sodic and potassium feldspars, as well as for quartz. They are more easily melted than the olivines and pyroxenes that form the bulk of the Earth's mantle. In addition, their densities are lower. These two factors insure that the feldspars and quartz will work their way upward as a result of melting and partial melting processes that go on in the Earth.

What processes cause partial melting? We know from seismology that most of the volume of the Earth is solid. But heat is generated within the Earth, probably mostly by radioactive decay, and it works its way non uniformly. Most of the melting in the present Earth is associated with plate tectonic activity, which we shall take up in Lecture 17.

Geochemical Maturity: The Bowen Series

Solid Earth materials are subject to two main processes, partial melting and weathering. While these can be very complicated processes, certain regularities do emerge, so that it is possible to say from the mineral content of a rock, if its constituents have had a complex history or not.

The American geochemist N. L. Bowen summarized the overall geochemical trends with a diagram that has come to be known as the "Bowen Series." There are two series, a continuous and a discontinuous one:



      Olivines                Anorthite
        Pyroxenes           Albite
          Amphiboles       K-spar
             Micas
                   Quartz (SiO_2)
                   clay minerals
                   (soil)
 

The series on the left is called discontinuous because the olivines and pyroxenes are immiscible as solid solutions. The feldspars are all at least partially miscible, hence that branch of the series is called continuous.

Natural processes cause minerals at the top of the series to be transformed by a variety of chemical reactions to ones lower down. These processes may take place at low temperatures, as in the case of the weathering of feldspars to clay minerals. Important geochemical reactions also take place at the higher temperatures of magmas. In this course we will call the minerals at the top "early" and the ones at the bottom "late." A rock with mostly "late" minerals may be assumed to have had a complex history of partial melting and weathering.

Physical Properties of the Minerals

We shall be concerned primarily with how easily minerals are melted and how dense they are. Generally speaking, these properties are closely related to positions in the Bowen series. The early minerals, at the top of the series are both denser, and less easily melted than the late ones. The properties are not parallel in the continuous and discontinuous branches. This is shown in the following table.

Table 14-1 Properties of Selected Minerals


Mineral    Formula       Melting T(K)       Density
                                            Water=1

Forsterite Mg SiO         2163              3.21
             2   4

Enstatite  Mg Si O        1830              3.19
             2  2 6

Diopside CaMgSi O         1668              3.30
               2 6

Anorthite  CaAl Si O      1830              2.76
               2  2 8

Albite    NaAlSi O       ~1313              2.63
                3 8



We can see that forsterite has both a higher melting point and density than it's opposite number in the continuous series, anorthite. However, anorthite has a higher melting point but a lower density than the common pyroxene diopside. This has important consequences for the formation of the lunar highlands, as we have already mentioned.

Summary

We have introduced four categories of minerals: native elements and alloys, oxides, silicates, and a miscellaneous category containing only a few carbonates, phosphates, or sulfides. Of these, the silicates are the most complicated. We discussed the olivines, pyroxenes, and feldspars. There are also hydrated and complex silicates, such as the amphiboles, and micas. Chemical formulae for 14 minerals were written. You need not explicitly memorize all of these formulae and names, but you should be able to recognize them, and put them in the appropriate mineral families. Use the mnemonic trick for the olivines, pyroxenes, and feldspars.

The Bowen Series relates geochemical processes on the Earth to mineral content of rocks. Rocks with complicated geochemical histories contain minerals that are late in the series. Typically, minerals that are early in the series are denser and have higher melting temperatures than those that are late.

Lecture 16 - Down to Earth II: Rocks

The preponderance of the mass of the terrestrial planets is either metal or rock. To a geologist, any mineral aggregate is a rock, and if there is only one mineral in the mass, it may be called a "monomineralic" rock. The study of rocks is called petrology, from the Greek word for rock, "petro."

The three main divisions of rocks are igneous, metamorphic, and sedimentary.

Igneous rocks formed from a melt, which might have cooled slowly within a planet, or rapidly on its surface.

Sedimentary rocks were deposited from a fluid. In the case of terrestrial rocks, the fluid is almost always liquid water. An interesting case occurs when volcanic ash is deposited in layers from the air. It can be compacted into rocks with the mineralogy of igneous material. Such rocks, called tuffs, often appear layered, are light in color, and can be mistaken for limestones. Large volumes of tuff may be seen in Yellowstone Park. The most common sedimentary rocks are limestones and sandstones. None of the lunar rocks are sedimentary.

Metamorphic rocks are either igneous or sedimentary rocks that have been modified by heat, pressure, or shock. To metamorphose is to change. Common examples are gneiss and schist. Gneisses are typically squeezed igneous rocks that exhibit foliation or layering. Schists come from shales subjected to pressure, and for them too, the layering is apparent. Marble is metamorphosed limestone.

In this course we shall omit most of the complex processes of metamorphic and sedimentary petrology. Thus far, these processes belong (almost) entirely to Earth scientists. On the other hand, Moon rocks have been formed (almost) exclusively by igneous processes. When samples are returned from Mars, this situation may change completely. There is good evidence that liquid water was once common on the surface of that planet, so the probability of finding sedimentary or metamorphosed Martian rocks is reasonably high.

There is one metamorphic process that is highly relevant for lunar rocks. It is called shock metamorphism. Almost all of the lunar samples show evidence of extensive fracturing due to impacts of meteoroids during the last phases of lunar formation. Rocks that are made up of broken fragments are called breccias. Most of the lunar samples are brecciated.

The other source of extraterrestrial rock samples available to us are meteorites. These may contain igneous materials as well as those that have been subjected to aqueous alteration, that is, metamorphosed by water and water solutions. Other meteorites contain materials that are not accurately described by any of the terminology developed for terrestrial or lunar petrology. We postpone a discussion of these materials until Lecture 35.

We must consider one category of sedimentary rocks, the limestones. They are of great importance in the history of the Earth's atmosphere, because they now hold the Earth's complement of CO2. In Lecture 26, we will explain why there is so much CO2 in the atmosphere of Venus, and so little on the Earth.

With the complexities of most metamorphic and sedimentary processes avoided, we now turn to a consideration of igneous rocks.

Classification of Igneous Rocks

Igneous rocks are described in a variety of ways. There are words to describe:

The following figure gives a simplified, two-dimensional classification of igneous rock types. The horizontal coordinate is related to the rock chemistry or mineralogy. The vertical coordinate is related to texture.

Figure 16-1 Classification of Igneous Rocks



The names mafic and felsic are derived from chemistry. 'Mafic' derives from magnesium, and ferric. 'Felsic' comes from feldspar and silica.

Important chemical and mineralogical trends that take place from mafic to felsic rocks:

Some special rock categories that shown in small type in Figure 16-1 are:

Even though the mantle is mostly olivine and pyroxene, there is some extra SiO2 and feldspar. If mantle rocks are partially melted, the silica and feldspar can come squirting up through fissures and veins. We think of the crust as a kind of distillate. As we mentioned in Lecture 15, we use the notion of distillation, which commonly involves transformation of a liquid to a vapor. The recondensed vapor is called the distillate. In the present case, we are talking about solid and liquid material. Partially melting of mantle rock produces a liquid relatively rich in SiO2 and feldspar. When this freezes, it is a sort of distillate, and this "distillation" process is one reason why the crust of the Earth is chemically very different from the mantle. The other main reason is "weathering."

Sea floor spreading, typified by the mid-Atlantic ridge, builds an oceanic crust rich in mafic minerals that have been only slightly modified from mantle materials. Similar mafic rocks are thought to form the lower parts of the thicker, continental crust, which are often referred to as the sima, for silicon and magnesium. The upper continental crust, called the sial, is also enriched in aluminum, primarily from the feldspars. The oceanic crust, mostly sima, is some 10 to 12 km in thickness. The continental crust, sima + sial may be 25 to 35 km thick.

The Pathfinder's Analysis of Martian Rocks

We now have the background to understand the results of the analysis of Martian rocks by the Pathfinder mission. In July of 1997, the lander deployed on the surface of the planet, and a roving laboratory and scout called the Sojouner began to analyze some of the nearby rocks. At the height of the mission, some of the names given to the rocks by the mission scientists, such as Barnacle Bill, and Yogi, became household words.

The principle instrument to probe the mineralogy was called an Alpha Proton X-ray Spectrometer. It is a kind of ion probe, as discussed in Lecture 13, but in this case, the ions were alpha particles, or helium nuclei. The particles came from radioactive nuclei that emit alphas, such as plutonium. This was a part of the instrumental package. When these alphas hit the rock, they interact with the atoms and nuclei of the rock to produce X-rays, protons, and simply backscattered alphas. From the energy spectra of these particles and photons, it is possible to determine relative atomic abundances in the sample.

Unfortunately, an analysis for the relative proportions of the chemical elements leaves the mineralogical composition of the rocks open. Geologists have a way of getting from the atomic percentages to plausible mineralogical compositions. Efforts of this kind are shown in Figure 16-2

Figure 16-2 Normative Mineralogy of Barnacle Bill and Yogi

What we see from these pie charts is that the geologists believe there is a lot of quartz and feldspar in these rocks in addition to the mafic mineral pyroxene.

A plot that does not involve assumptions about the mineralogy is shown in the next figure.

Figure 16-3 Abundance Ratios of Martian and Terrestrial Samples

The two Mars rocks are indicated by the large stars, near the bottom-center of the plot. Barnacle Bill is A-7, and Yogi is A-3. What we need to notice about this plot is that the composition of these rocks does not resemble that of the terrestrial ultramafics. Indeed, our best guess at the bulk composition of the Earth's mantle would plot rather high and to the left in the broad area labeled "Terrestrial Ultramafic Rocks."

Putative meteorites from Mars, including the notorious AH 84001 with possible evidence of past microbial life, plot to the left of the terrestrial samples.

Press releases have described the "surprising results" of these analyses as indicating an overall composition for the rocks at the landing site as resembling the bulk composition of the Earth's crust--andesitic. We now understand what this term means, from Table 16-1. Moreover, we can also make some inferences about the maturity of the Martian rocks from the point of view of the Bowen series. The rocks have been subject to some distillation and perhaps weathering.

The overall analyses of these rocks have been a little confused by a dust coating. Attempts have been made to correct some analyses for contamination by this dust. The overall conclusion is that all of the rocks in the vicinity of the Rover had compositions resembling an `average' for the continental crust. Therefore, not so felsic as the sial, but definitely more differentiated than mantle ultramafics.

Rock Names and History

Two common words that are used to describe rock types are 'volcanic' and 'plutonic'. These words can mean very nearly the same thing as 'fine grained' and 'coarse grained'. Rocks from volcanoes are extruded on the surface of the Earth, and cool rapidly. Their grain size is therefore small. Anyone who has tried to grow crystals of sugar or salt knows it takes time to form large ones.

By this time, we have three terms to describe rocks that cooled rapidly: fine grained, volcanic, and extrusive. There's at least one more that the reader will be spared.

Some rocks cool slowly, because the magma from which they form did not erupt on the Earth's surface, but was intruded into a layer beneath it. These rocks are also called intrusive, and because large aggregates of rock formed in this way are also called plutons, such rocks are also called plutonic. Slow cooling allows for grains to grow in size, hence we have coarse grained, plutonic, or intrusive rocks. Again, we spare the reader additional names.

The professional geologist may use these words with shades of meaning beyond those of grain size. Usually, volcanic rocks are mafic, and often plutons are granitic or andesitic in composition. Thus chemistry as well as history might be implied.

Some rocks cool so rapidly no grains form at all, and the frozen material is said to be glass rather than crystalline. One may define a glass to be a solid lacking crystalline structure. Physical chemists describe glasses as supercooled liquids.

Glassy rocks are called obsidian if they are granitic (= rhyolitic) in composition. Obsidians are common roadside finds in Oregon, where volcanoes of the Cascade Mountains have ejected felsic materials.

Pegmatites fall at the opposite extreme. These are rocks with large grains, of the order of a centimeter or more. The most common pegmatites occur along with minerals late in the Bowen series, and are therefore granitic in composition. This means that pegmatites have had a complex chemical history as well as an extended cooling time.

Many of the trace chemical elements, the rare Earths, and the radioactive elements uranium and thorium have no major minerals of their own. They also have rather large ions, and have to force their way into rock crystals. This means that they tend to be preferentially retained in a melt, and that they are among the first materials liquefied upon partial melting. Thus, they tend to work their way upward, along with the typical felsic materials. Thus, granites tend to have more radioactivity than basalts, and pegmatities are even richer in these trace elements.

Will any pegmatites be returned from Mars or Venus? If so, we will know some of the chemical and physical processes that may be inferred from such a find.

The Chemistry Volcanic Lavas

An important trend in the properties of cosmic materials as the chemistry changes from mafic to felsic is the viscosity of the melt. Viscosity is the property of a fluid that makes it sticky. Tar is a viscous fluid that becomes less viscous as it is heated.

There are two properties of mafic lavas that make them less viscous than felsic lavas. First, they melt at characteristically higher temperatures, and most fluids become less viscous at higher temperatures. (Modern multi-weight engine oils are an important exception to this rule.) Second, the presence of the SiO2 in the magma is known to be an important factor in the viscosity, the more SiO2, the higher the viscosity. The nature of the interactions are rather complicated, and we must be satisfied with the general notion that liquid SiO2 makes for a sticky magma.

There are many volcanoes known in the solar system. Impressive volcanoes are known on Mars, and there may be more volcanoes on Venus than on any other planet in the solar system. As far as we know, none of these volcanoes are active, but on the Galilean satellite, Io, there is active volcanism.

A very simple division of volcanoes uses only two types:

  1. Shield volcanoes are typified by the Hawaiian volcanoes as well as the Martian volcanoes of the Tharsis ridge. The largest and best known of these is the mighty Olympus Mons. The terrestrial shield volcanoes bubble away, throw up fire fountains, and extrude lava in sheets that can travel for many miles. Of course, everything in the path of these lava flows is destroyed, but there is time for humans and animals to get out of the way. The situation is very different with stratovolcanoes. Because the lava flows slowly away from the vents, shield volcanoes can cover large areas.
  2. Stratovolcanoes such as Fujiama or Mount St. Helens can be snow-capped, and beautiful, but extraordinarily dangerous if they are active. Another stratovolcano that made the news was Mt. Pinatubo in the Philippines. These volcanoes explode, often devastating nearby areas, and destroying lives and property in populated areas.

The main difference in these extreme volcanic types is due to the viscosity of the lavas. If the lavas are mafic, shield volcanoes form. Felsic lavas tend to stick in vents, often forming plugs. When the pressure builds to the point that the plugs are ejected, an explosion often follows driven by the release of steam.

Volcanic explosions occur for reasons similar to explosions of chemical bombs--there is a rapid transformation in the phase of material from solid or liquid to vapor. In the case of the volcanos, water is dissolved in the magma. Because of the high pressures under the Earth, much more water can be dissolved in the liquid than would be possible at atmospheric pressures. The sticky felsic lavas seal the vents of the volcanos, and allow pressure to build. When cracks develop so the magma is open to the lower pressures above ground, the water comes rapidly out of solution, and because of the high temperatures, it comes out as a vapor rather than a liquid. This water vapor requires a much larger volume than when it was dissolved. The expansion is the source of the explosion.

The mechanism resembles what happens when a carbonated drink is shaken in the bottle and the cap suddenly taken off. Here, CO2 dissolved under high pressure comes out of solution when the pressure is released. The volume of the CO2 is much greater than the volume of the bottle, once the pressure is released.

Volcanologists have many tales of destruction by explosive volcanoes. In a notorious case, the town of St. Pierre on Martinique island was destroyed along with some 20000 inhabitants by the eruption of Mt. Pele in 1902.

Summary

Rocks may be igneous, metamorphic, or sedimentary. The former are most important for astronomy. Rocks names may describe the chemistry, texture, history of a rock or a mixture of these. Mafic rocks contain ferromagnesian minerals while felsic are rich in feldspars and silica. From mafic to felsic, the fine-grain types are basalt, andesite, and rhyolite. The corresponding coarse-grained types are gabbro, diorite, and granite. Anorthosites, dominated by plagioclase feldspar, are common on the Moon.

Explosive volcanoes are associated with viscous, felsic lavas. Mafic lavas flow more readily, and tend to form shield volcanoes.

Lecture 17 - Down To Earth III: Earth Structure

Geology is the study of a planet.


Waves and Seismology

We have discussed how waves can travel down a rope when we described a model for electromagnetic waves. That kind of a wave is called a shear wave.

Figure 17 - 1: Shear Wave In A Solid

When the material a wave is running through is moving perpendicular to the direction of wave motion, the wave is said to be a shear wave.

Shear waves are unable to travel through gases and liquids. All three phases are capable of transmitting pressure waves.

Figure 17 - 2: Pressure Wave In A Solid

When pressure waves run through matter, the particles oscillate in the direction of propagation of the wave itself.

In both pressure and shear waves, there is no net motion of particles of the medium. The waves travel, but the particles only oscillate over a limited distance.

The velocity of a wave through matter depends on two main factors. Both pressure and shear waves travel more slowly through a denser medium than a less dense one. The velocity also depends on the strength with which the medium resists deformation. Most solids are a little more resistive to a compression, which reduces the volume, than a shear, in which the volume is distorted in shape, but not changed in size. This latter property of wave motion makes pressure waves travel faster than shear waves through the same medium, and gives rise to the geophysicist's designation of the pressure waves as `P', and the shear waves as `S'.

It is a useful mnemonic that pressure waves are designated with a P, and shear waves with an S. The origin of these letters came about in an entirely different way.

Geologists use instruments called seismographs to detect wave motions in the Earth that are generated by earthquakes. The first waves to reach the instrument are called primary, or P. These are characteristically followed by slower waves, the secondary, or S waves.

Figure 17 - 3: Homemade Seismometer

The instrument in Figure 17-3 illustrates the general principle on which all seismometers work. Part of the apparatus will move along with the earth. In the figure, this is the base. A second component is constrained by inertia so that it will not respond immediately to short-timescale Earth movements. This is the arm, weighted in the figure with a brick! The motion of the Earth may be recorded with a pen on moving paper, or in modern instruments, an electrical signal is generated, amplified, and eventually displayed.

The Earth's Core and the Shadow Zone

The speed of the two kinds of seismic waves depends on the composition and state of the material through which they travel. It is possible to use them to gather information about the unseen interior of the Earth. The simplest example of this is the location of the Earth's core. It is obvious that the Earth's composition must be a mixture of both metal and rock from its mean density. Even if we allow for compression, the decompressed density of the Earth is higher than any plausible rocky composition it might have.

The Earth's core was discovered in 1906 by the Irish geologist Richard Oldham. It is interesting that he did not get a clue to the presence of the core from the S waves, which are actually incapable of being transmitted through the liquid of the outer core. Rather he noted the existence of a shadow zone in which P waves from an quake in the opposite hemisphere of the Earth failed to appear.

Figure 17 - 4 The Shadow Zone (highly schematic!!)

Waves traveling through the body of the Earth are bent outward, as shown in the figure because of refraction. This is the same phenomena that causes light to be brought to a focus by a lens. The difference is that when light enters glass from the air, it moves into a medium where its velocity is lower. The ray is therefore bent toward the normal the the surface.

The velocity of seismic waves, both S and P, increase as they move into the interior of the Earth, and therefore their trajectories are bent away from normal, or outward, as shown. The reason for the increase in the wave speed is related to the difficulty of compression (or shearing) of the material as it is subjected to ever increasing pressures of the overlying layers of the Earth. There is, actually, a competition between the increase in density and the increase in the forces that resist deformation. The former would make the waves travel more slowly, the latter more rapidly. In this case, the latter forces win out, and the wave velocities increase with depth in the Earth.

Figure 17 - 5 S and P Wave Velocities

At the boundary to the outer core, the phase of the material changes from solid to liquid, and the resistance to deformation changes accordingly. The S waves are not transmitted through the outer core at all, and the velocity of the P waves drop significantly.

The Inner Core

Whenever waves encounter a medium in which the velocity changes, they may be reflected as well as refracted. In general, this happens at every surface. Astronomers coat the glass surfaces of lenses with a special material that reduces the amount of light that is reflected from them. This increases the efficiency of their instruments since the reflected light is typically lost. The geologist cannot do this with seismic waves, of course. Therefore every P wave that strikes the core is partially reflected from it, and partially transmitted into it.

S waves cannot travel into the core, but their energy can be transformed into a P wave at the surface of the core, and the resultant wave can propagate through the core, to emerge as partially P and partially S.

The zone of rapid rise of seismic velocities for waves descending from the crust of the Earth is called the Mohorovicic discontinuity or Moho. It marks the transition from the Earth's mantle to the crust.

Figure 17 - 6 S and P Wave Velocities in the Mantle

The Moho is the step to the first long shelf of the upper mantle. The asthenosphere is indicated by the dashed lines, indicating (in a highly schematic way) lowered velocities in the mantle due to softening of the material.

Figure 17-6 is an expansion of Figure 17-5, with some annotations. It shows the basis for divisions of the mantle into inner and outer zones. The jumps in wave velocity correspond to changes in the crystalline structure of the olivines that make up the bulk of the mantle. Two transitions occur, one very near 400 km depth, and another at a depth of about 650 km. As the pressures of the Earth's layers increase, the olivines first change the arrangements of their ions into a structure that resembles that of another family of minerals known as spinels. This change is a physical and not a chemical change. At greater depth, both a physical and chemical change takes place:

Mg2SiO4 ---> MgSiO3 + MgO

The olivine changes into a silicate with the composition of a pyroxene, plus an oxide. The structure of the MgSiO3, the arrangement of the ions, is not the same as that of the common pyroxenes, but resembles the oxide perovskite, CaTiO3. This mineral form has only recently been understood as a result of experiments that have been carried out with diamond anvil presses, capable of reaching the necessary pressures to bring about this phase change. We must leave the fascinating technology and experimental results with diamond anvils to web surfers. Just enter "diamond anvil", and away you go!

The new geometrical arrangements of the ions as a result of pressure changes both the density and the resistance of the materials to deformation. Generally speaking, the resistance to deformation has a larger influence on the velocities of the seismic waves, so these velocities increase, causing the upward steps to the right (toward the center of the Earth) seen in Figures 17-5 and 17-6.

Cat Scanning the Earth, Convection, and Plate Tectonics

Modern geophysicists analyze a broad network of seismometers with the help of sophisticated analytical programs. The results are three-dimensional images with far more detail than the classical picture of shells. The basic technique is not unlike that employed in medical cat scans of the human body. This technical term for building higher dimensional images is called tomography. The seismic waves, for example, travel along a one-dimensional path from an earthquake to a given seismometer. However, information from enough of them gives two and three dimensional pictures of the Earth's interior.

With the help of these methods it has become possible to study in detail the modes of transfer of heat from the center of the Earth to its surface.

The planets all have both internal and external heat sources. The most important external heat source now is the sun, but in the past meteoroid bombardment supplied a good deal of heat. Internal heat sources derive from radioactive decay, chemical energy, and gravitation.

The average heat coming from the Earth's interior is estimated to be about 4 x 1013 Joules/sec, or 4 x 1013 watts. Radioactive elements within the Earth are expected to provide just about this amount. We shall make more quantitative estimates of this heat in Lecture 29.

Heat may be transported by three classical mechanisms: conduction, radiation, and convection.

Heat is transported by conduction when there is no net motion of the molecules through which the heat is flowing. Molecules in regions where the temperature is high pass their energy to regions where the temperature is lower by collisions or by oscillations. If you stick a poker in a fire, eventually the end you are holding gets hot. There is no transfer of iron atoms down the poker. The ones in or near the fire oscillate more rapidly than those where it is cooler, and pass their energy down the rod of the poker.

In radiation, photons transport energy from regions where it is hot to those where it is cooler. Energy from the sun comes to us by radiation.

In convection, there is a physical transport of hot material to regions where it is cooler. This transport often comes about because hotter materials are less dense than their surroundings, and they tend to rise. In the interior of the Earth, it is thought that very slow convection currents move hotter rocky material from deep regions toward the surface.

In classical laboratory experiments done at the end of the 1800's, convection cells were observed in laboratory fluids that were heated from below. These cells lasted for long periods of time relative to the turnover time for the fluid, and had a regular, honeycomb-like appearance when viewed from above. If the heating from below was increased, the cells became irregular in shape, and individual cells would persist only for one or several turnover times for the fluid.

Convection cells are common in the atmospheres of planets. The Earth is no exception. Such cells can often be seen in cloud layers from an airplane flying above them. We have mentioned this in connection with the sun's atmosphere. In the Earth, the motions are very slow indeed. They must take place in a medium that transmits seismic shear waves. However the distortions in these waves are very rapid compared to the motions thought to occur in mantle convection. Here the motion is comparable to that of the continental plates. Indeed, their motion is thought to derive from the circulatory pattern of mantle convection.

It is not certain how deep the convective cells really go. Figure 17 - 7 shows a cell that involves both the upper and lower mantle. Some geophysicists believe only the upper mantle is involved in convection.

Figure 17 - 7 Mantle Convection Cells Drive Plates

The crustal plates are thought to be driven from below by convection on a time scale of about 100 million years. The rate of motion of the plates is about an adult's height in one lifetime. In round numbers, say about 2 meters in 100 years. That makes 2000 km in 100 Million years--roughly correct. Continental drift, an older term with much the same meaning as plate tectonics, was strongly advocated by Alfred Wegener in the early decades of the 20th century. It was not accepted until convincing observations were made of sea-floor spreading in the mid-Atlantic ridge.

Figure 17 - 8

The plate boundaries on the Earth are well delineated by earthquakes and active volcanoes. Many of the Earth's gross features may be accounted for in terms of the motions and interactions of these plates.

When the plates move toward one another, one of the plates may sink beneath the other. In this way, crust is destroyed, and we have the opposite of what occurs in sea floor spreading, where crust is created. The region where one plate is moving beneath another is called a subduction zone. There are several possibilities when plates collide, because the plates may be made of either (thin) oceanic or (thicker) continental crust. Here are some classical processes that take place at plate boundaries.

Until the spring of 1999, there was little evidence for plate tectonic activity on any body other than the Earth. But in April of that year, NASA announced results from the Mars Global Surveyor, of a pattern of magnetic "stripes" running from east to west in Mars's southern hemisphere. These stripes appeared to be similar to the ones found on either side of the mid-Atlantic ridge, which played a key role in the final acceptance of the theory of plate tetonics. The consequences for the overall history of Mars could be extensive, but as of this writing, the information is too new for definitive statements.

Thus far, we know of no evidence for plate tectonics on Venus. The adjective ``tectonic'' may apply to a variety of processes, including the building of mountains or volcanoes, or localized (not global) motions of broken crustal blocks. There has been extensive "tectonic" activity, on all of the solid surfaces of planets and satellites in the solar system. We shall explore some of them in detail.

Radioactive Dating

When rocks freeze, any radioactive elements slowly transform themselves, from parent to daughter atoms. Some of the daughter element may have been present at the time the rock froze. If we can determine the amounts of the parent and daughter both now and when the rock froze, we can tell how long ago that freezing took place. This is because the parent decays to the daughter at a rate that can be measured in a laboratory experiment.

Let PF be the amount of the parent present when the rock freezes, and Pt be the amount of the parent at the time t. Then the law of radioactive decay gives

Pt= PF x exp(- t)
.

The constant in this formula is simply related to the half-life. Put Pt/PF = 0.5 in the above formula, and solve for t = t1/2, the half-life. We readily find t1/2 = 0.693/

Of the 92 elements between hydrogen and uranium, all after bismuth Z=83 have only radioactive isotopes. Moreover, two elements much lighter than bismuth have no stable isotopes. These two elements are technetium (Z = 43), and promethium (Z = 61). Several other elements have radioactive isotopes that are useful for dating materials. These elements can also supply energy to the interiors of planets and satellites.

A few examples of important radioactive isotopes are:

 Isotope     half-life (years)
 C-14        5730
 K-40        1.28 x 10^9
 Rb-87       4.8  x 10^10
 U-235       7.04 x 10^8
 U-238       4.47 x 10^9

C-14 or 14C is useful for dating materials that are no older than some 30 to 50,000 years. Here is what happens.

Cosmic rays--mostly fast protons--smash into atoms in the upper atmosphere, and split their nuclei. In some cases, free neutrons are produced, and these bump into nitrogen atoms. The most common isotope of nitrogen, N-14, absorbs a neutron, and emits a proton, becoming C-14. The C-14 then decays with a half-life of 5730 years.

If the production rate of C-14 remains constant over several half-lives, then it is straightforward to show that an equilibrium ratio is set up of radioactive C-14 to the other atmospheric constituents.

Plants take in all isotopes of carbon when they process CO2, and therefore, a fixed proportion of this carbon is C-14. After the plant dies, the C-14 begins to decay. We can tell how old the plant is by how much of its carbon is C-14. The same situation holds for animals, since they must eat plants, or maybe they eat other animals that eat plants. Ultimately, all energy to run most life forms comes from plants or bacteria via photosynthesis, which is the conversion of CO2 + H2O to carbon-containing molecules.

The C-14 method is not good for deep geological time, that is, times of the order of hundreds of millions of years or more. The 50,000 years mentioned above is only a small fraction of the way, for example, to the KT (Cretaceous-Tertiary) boundary, corresponding to the extinction of the dinosaurs.

A method that is much more satisfactory for deep time uses Rb-87, which decays to Sr-87. We would expect all rocks to have some Sr-87 initially, that is, before the Rb-87 started to decay. Some of the Sr-87 therefore comes from the Rb-87 and some was present to begin with. How do we tell the difference? When several minerals are present, as in most rocks, it is possible to determine both the age of the rock and the initial Sr-87 present in it. The resulting age is called a "sample age." In practice, geologists use mass spectrographs (Lecture 13), and they measure ratios of the parent and daughter isotopes to an isotope that is not involved in the decay. Sr-86 is usually chosen.

At the time a rock freezes from a liquid, the ratio of Sr-87 to Sr-86 will be the same for all minerals, because these isotopes have the same chemical properties. What is important in this instance is the radii of the isotopes, because this determines how they will fit into the crystals of the minerals making up the rock. While the two strontium isotopes will have the same ratios in the rocks, the ratio of Rb-87 to Sr-86 will be different from one mineral to the next because the radii of Rb and Sr ions are very different. For example, Rb and K have about the same ion sizes. So the Rb-87/Sr-86 ratio will tend to be high in potassium feldspar (KAlSi3O8). But in an olivine, (Mg2SiO4) there wouldn't be much room for the large Rb-87 ions, and the Rb-87/Sr-86 ratio would be low.

Consider a plot of Sr-87/Sr-86 (y-axis) vs Rb-87/Sr-86 (x-axis). When the rock first freezes, the y-points will be the same because of the identical chemical properties of the strontium isotopes. The x-points will be different for each mineral.

Figure 16 - 8 Rubidium-Strontium Dating

As time goes on, the x-values of points along the x-axis will decrease as the Rb-87 turns to Sr-87. The points on the y-axis will increase by exactly the same amount, since the Sr-87 comes from the Rb-87. In the ideal case, the points for each mineral will continue to fall on a single line, but the slope of that line will increase with time. Therefore, the slope gives the sample age of the rock, that is, the time since it froze.

We can get the initial Sr-87/Sr-86 ratio by looking at the intercept of the points, that is, the y-value for x=0. This is essentially the y-value for a hypothetical mineral with no Rb-87 to decay to Sr-87, so its initial Sr-87/Sr-86 ratio is its ratio for all times.

As time goes on, the total amount of Rb-87 decreases, and the total amount of Sr-87 increases in the rock. If the rock is softened by heat, the radioactive "clock may be reset." This can happen if the ions in the rock can move freely--essentially, the rock becomes a solution again. The next time the rock freezes, the minerals will again have the same Sr-87 to Sr-86 ratio, but that ratio will be greater than when the rock last froze.

Crustal rocks with complicated histories typically have higher values of the initial Sr-87 to Sr-86 ratios than mantle rocks. And they also have shorter sample ages.

Geologists also give another kind of age called a model age. In this kind of age, the initial Sr-87/Sr-86 ratio is assumed. You may read about the method from the link. The USGS has a great page on radioactive dating and the history of the Earth.

Deep Time and the Age of the Earth

The Earth is a large body, and it certainly seems to be flat. It's only when there is some way to examine enough of it that becomes clear it's round (spherical). Many aspects of the physical universe become fundamentally different when it is possible to view them from a broad perspective. Our ideas about the nature of living things changed fundamentally with the use of the microscope. Similarly, powerful telescopes have enabled us to see that our universe extends well beyond our solar system and Galaxy.

There is an interesting chapter in the history of geology that illustrates this. It concerns speculations on the age of the Earth. During the Middle Ages, most educated people tried to discern information about the age of the Earth from the scriptures. The famous Irish cleric James Ussher concluded in the mid 1600's that the world began in 4004BC. Some 200 years later geological wisdom was that there was no beginning to the world at all!

The exorcism of the idea of a beginning of the world is often attributed to two British geologists, James Hutton (1726--1797) and Charles Lyell (1797--1875). Lyell's Principles of Geology was the definitive work for many years, and echoes of it remain in geology texts today. Those scholars whose outlook was based largely on notions of the ``creation'' and the ``flood'' came to be known as catastrophists. They thought there was a time when the world was different in most ways from what it was in their time. At one point, for example, it was ``without form and void.''

Today, relatively few who call themselves scientists take the this view, but those who do are not difficult to find on the internet.

Hutton and Lyell were uniformatarianists. The uniformitarian point of view is probably best expressed in Hutton's poetic words. He presented a summary of his geological ideas in papers read to the Royal Society of Edinburgh in 1785, which concluded as follows: The result, therefore, of our present enquiry is, that we find no vestige of a beginning,--no prospect of an end. Lyell was somewhat more cautious. He wrote that any time when the Earth was fundamentally different from it's present state was outside the bounds of what he considered to be legitimate science.

There is an irony in this. Hutton and Lyell may be considered true scientists, who laid the foundations of modern geology. Nevertheless, from the modern point of view, they were very wrong about beginnings and endings. Why?

When we review the kinds of information available to geologists in the eighteenth and nineteenth century, we find it severely limited. Radioactive dating of rocks did not occur until the early 1900's. Tectonic activity and erosion erased most of the evidence of the early Earth. What Hutton and Lyell saw, then, resembled a manuscript, with erasures superimposed upon erasures. They had no basis to conclude that the manuscript had once been empty.

Most of Lyell's geology deals with the most recent 0.6 billion years of the Earth's history. That time represents the interval in which bones and shells could be found in the form of fossils. Prior to this period, soft-bodied life left few traces. Prior to the use of radioactive dating methods, fossils were the most common tools used to give relative sequences for layered structures of the Earth. It is therefore not surprising that geology concentrated on the rather short time interval for which this tool was available.

It is quite clear that the uniformitarians simply had too restricted a view to be able to see back to the birth of the Earth. They were in some ways like the people who looked around and concluded the Earth must be flat. This is what we mean by a flat-Earth view of Earth history.

The contemporary author John McPhee has written a number of popular books on geology, and has contrasted views of the past history of the Earth. Most who based their estimates of Earth history on religion have rarely thought the Earth was as old as 10,000 years! Hutton and Lyle--and Darwin--thought in terms of tens and hundreds of millions of years. McPhee has said that they grasped deep time. In fact, their perspective was limited. We think the Earth is some 4.5 thousand million years old.

Time's Arrow and Cycle

The late Harvard professor of geology and zoology Stephen J. Gould wrote a rather severe criticism of the 19th century stalwarts Hutton and Lyell. The criticisms appear in one of Gould's lesser-known works, entitled Times Arrow, Time's Cycle.

The uniformitarian theory of Earth history had no ultimate beginnings or endings, but there were definitely processes at work. These processes built and eroded mountains, and created lakes and streams. With no beginning or end, there was nothing else for these processes to do but cycle.

The problem with this approach is that it was invalidated by evidence already known to 19th century geologists in the form of the fossil record. Indeed, William Smith, by the end of the 18th century, had made use of fossils to identify geological strata, and put them in time sequences relative to one another.

Smith used the principle of superposition which goes back at least to Nicolas Steno (1638-1686). This principle seems almost like common sense, but was a formidable intellectual step centuries ago. It says, for example, that of two horizontal geological strata, say one of sandstone and one of limestone, the one on top is the youngest. Similarly, if a dike of quartz passes through these layers, that dike must be younger than either of them.

In the illustration to the right, the plaque reads: Pegmatite dikes of different ages which have invaded granite. Note that the horizontal dike must be younger then the two more nearly vertical dikes across which it cuts. Clearly all dikes must be younger than the host rock. The word "pegmatite" refers to the grain size rather than the chemistry of a rock, but pegmatites are typically granitic in composition. The pink color is surely due to potassium feldspar, which is probably more abundant in the dike than the host granite.

Steven J. Gould made the point that the fossil record, unlike that of rocky layers and dikes, was monotonic in time. It was easy enough for Hutton and Lyell to see that rocky layers could become inverted or melted in such a way that similar patterns could recur in time. But fossils in the oldest layers did not recur in the younger. Indeed, it was possible to use the fossils to estimate relative ages of geological strata. This provided an "arrow" for time--a unique direction. Hutton and Lyell thought the various processes taking place on the Earth went through endless cycles.

Hutton, and Lyell--until the end of his life--never accepted the fossil record as evidence that Earth's history did not go through cycles. For this Gould takes them to great task.

The story is interesting because Hutton and Lyell are generally seen as giants, standing at the foundation of modern geology. One can view their apotheosis in the following way. Check a modern geology text, and look up the principle of uniformitarianism. You will probably read that it means that the laws of physics (!) have not changed in time. This sometimes reminds me of the one-time adversary of Galileo, Cardinal Bellarmino, who said that if the scriptures seemed to be at odds with our interpretation, we need to modify our interpretation. We have pointed out earlier that belief in the constancy of physical laws is virtually essential to the scientific method. Undoubtedly Hutton and Lyell embraced it too. But they surely meant more than that by uniformitarianism, and Gould has a valid criticism.

It's one thing to be correct, and yet another to be fair. It is fair to say that the geological record was still very incomplete in the time of Hutton and Lyell. This incompleteness may well have left legitimate room to believe that eventually cycling might be found in the fossil record. On more than one occasion scientists have gone out on a limb, and made assumptions that were necessary to preserve some concept they felt too dear to relinquish. This happened when Wolfgang Pauli postulated the neutrino to save conservation of energy and momentum. It is happening today, when dark matter is postulated to save the law of gravitation. We know that Pauli was right. The jury is still out on dark matter.

Summary

Seismic waves probe the interior of the Earth. S and P waves propagate through the mantle, and reveal changes in the physical state with depth. With the help of tomographic techniques, seismic data has revealed three dimensional patterns consistent with convective motions that drive the surface plate tectonic motions. Plate interactions, including subduction, account for many of the gross surficial features of the Earth. Convection cells carry heat that is generated by radioactive decay. It is not yet clear whether these cells extend into the lower mantle, or are confined to the upper mantle.

The age of the Earth is now well established by radioactive dating of rocks. Sample and model ages of rocks are determined from well-understood principles of radioactive decay.

James Hutton and Charles Lyell established modern geological principles. They firmly grasped ``deep time'' even though their view was limited. Their principle of uniformatarianism--a kind of steady state picture of Earth history--requires some reinterpretation to make it consistent with modern views of the age of the Earth.

Lecture 18 - Earth and Its Nearest Cosmic Neighbor, The Moon

What happened during the formative phase of Earth history, the hundreds of millions of years missing from the geologic record? The Moon holds the answer. The Moon is too small to have plate tectonics or own an atmosphere. There is no mountain building, it never rains, and rocks don't weather like they do on Earth. Though churned by meteorites over the ages, the otherwise pristine lunar surface retains a record of its embryonic development. The scarred and cratered moonscape reveals what a horrendous time this was.

--J. William Schopf (Cradle of Life, 1999, Princeton Univ. Press)

Physiographic Provinces of the Earth and Moon

Physiographic provinces are regions with similar geomorphology, that is, they are similar in form. A few of the physiographic provinces of the continental US are shown in Figure 18-1.

Figure 18-1 US Physiographic Provinces

It is not necessary to remember all of the names of these provinces. There are at least 24 of them, but it will be necessary to remember enough so you get the idea. If you remember the names of the central lowlands, where we live, and the basin and range provinces, that should be enough. Basin and Range is the name of a popular book on geology by John McPhee, who introduced the colorful phrase ``deep time,'' that we used in the last lecture.

On the Moon, there are only two physiographic provinces, the (1)highlands and the (2)lowlands. These two provinces may be seen in a striking false-color lunar image made by the Galileo spacecraft on its way to Jupiter. As is explained in the caption to the figure the highlands show up pink, while the lowlands are either blue or blue-green. The colors are part of a remote sensing experiment, which uses techniques that we mentioned briefly in Lecture 13. We will have more on remote sensing in Lecture 27, when we discuss the asteroids.

The lunar physiographic provinces can be seen with the naked eye. They are what makes the features sometimes said to be the "man in the moon." With only mild optical aid, with binoculars, for example, the difference in the colors of the Moon's surface are easy to see. The dark areas are called maria or seas. Ironically, they are dryer than terrestrial deserts. The highlands are much whiter, and it is easy to see where the highlands start and the maria stop.

Here are the names of the major lunar basins, along with the locations of the Apollo landing sites. The Fall 1996 class had a contest for a mnemonic for the first 8 maria. The winner was, going clockwise from Imbrium: I'm Sure That Frogs Never Need Hair Pieces. To these, you need to add Mare Crisium, not included at that time. We shall have another contest, which includes Crisium, winner to receive the usual reward.


 
Numbers refer to              x               I - Mare Imbrium
Apollo landings           x       x           S - Mare Serenitatis
                       x   I15  S   x         T - Mare Tranquillitatis
                      x           17  x       F - Mare Foecunditatis
                     x    P     11T  c x      N - Mare Nectaris (to east)
                     x 12  14 16       x      N - Mare Nubium (to west)
                      x          N  F x       H - Mare Humorum
                       x H   N       x        P - Oceanis Procellarum
                          x       x           c - Mare Crisium
                               x
 

The Fra Mauro crater, within the rectangular outline, marginally visible on this image, is an important site. We will make a figure of it below, but you should use your browser to get a better view.

Figure 18 - 2 Lunar Nearside Features

The Simplified Petrology of the Moon

Prior to the return of the samples from the Moon, no one was sure what the rocks would be like. There was some speculation that they would be pristine in their composition, that is, they would be like the SAD, but without the hydrogen and helium. Other speculations ran the gamut of possible rock types, from mafic to felsic, but with a slight preference for the latter, based on the properties of light reflected from the Moon's surface.

Astronomy books written in the pre-Apollo era described in exquisite and boring detail the various lunar features, the mountains, the rills, the ridges, the craters, mostly with no hints about how these features came to be. One school of thought was that the maria were low regions that had been filled with dust or chips. These people thought the first astronauts might sink out of sight into dust layers possibly up to a mile in thickness.

The returned samples from Apollo 11 (the first) told much of the tale. It landed in Mare Tranquillitatis, so the majority of their samples were characteristic of the lowlands, or mare. These rocks are basalts, similar in nature to flood basalts known on the Earth.

Terrestrial flood basalts are found in eastern Washington state, as well as at the Snake River plain in Idaho. The mafic lavas flowed over great distances because of their low viscosity. This is true for both the Earth and the Moon.

Among the Apollo samples were some fragments of nearly pure plagioclase feldspar. The American astronomer John Wood then predicted that this kind of rock, an anorthosite, would dominate the composition of the highlands. Subsequent missions confirmed his prediction. Some rock classifications group the anorthosites with the gabbros. Gabbros, generally speaking, are the coarse-grained counterpar